NH regulator fines financial adviser for mailers - The Caledonian-Record - St. Johnsbury, VT
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home : news : regional October 13, 2015

NH regulator fines financial adviser for mailers

CONCORD, N.H. (AP) -- The New Hampshire Bureau of Securities Regulation has fined a Nashua financial adviser $140,000 for sending out invitations to a seminar that contained inaccurate information.

The state announced Monday that it has entered into a consent order with NEXT Financial Group, Inc. and broker Charles C. Kulch. The securities bureau says Kulch Financial Services sent out mailers that contained two designations that neither Kulch nor his company possessed.

The bureau said the mailers were not reviewed properly for errors or omissions.

Kulch did not immediately return a phone call seeking comment.

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